Who we are
Ballas Capital Limited is a Securities and Future Commission’s (“SFC”) licensed corporation. Established in 2017 by two Hong Kong veteran investment bankers, we provide equity capital market and financial advisory services to our customers. In May 2022, we became part of the Crosby Group. Crosby Securities Limited (“Crosby”) (http://www.crosby.com) is a reputable securities and asset management company with history dating back to 1984. Ballas Capital together with Crosby provide comprehensive fund raising, brokerage and financial advisory services and are able to meet the latest SFC Code of Conduct in relation to book-building and placing activities and the Sponsor Coupling requirements. Ballas Capital together with Crosby are ready to work with our clients to comply with the listing requirements as well as to meet their funding needs.
We are licensed by the SFC to carry out type 1 (dealing in securities) relating to corporate finance and type 6 (advising on corporate finance) regulated activities in Hong Kong. We are also a licensed IPO sponsor for listing on both the Main Board and the GEM of the Stock Exchange of Hong Kong.
Our services include IPO sponsorship and underwriting, secondary securities placement, M&As, takeovers, Hong Kong Listing Rules and Takeovers Code advisory services for both Hong Kong listed companies and private companies.
Our founding directors have been registered Responsible Officers since 2003 when the SFO first established the ‘Single License’ regime. With a wealth of market experience, technical expertise and effective management, they have accumulated a proven track record in IPOs, M&As, takeovers and financial advisory transactions.